Other Business Topics
Other Business Topics
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To anyone familiar with law terminology, protection through torts may seem like a contradictory phrase, maybe a bit of an oxymoron...
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Bribe Foreign Officials: Break the Law
U.S. companies cannot bribe (give or offer value for corrupt purposes) any foreign government official to secure business. This law was set in place in 1977 by the FCPA, and enforced by the U.S. Department of Justice...
Securities
Securities
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Securities fraud, also known as investor or stock fraud, covers a range of activities that violate federal and state laws pertaining to buying, selling and trading securities.
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Securities fraud, also known as stock or investment fraud, consists of deceptive practices related to the offer or sales of securities. Fraud can result if a stockbroker or financial analyst purposely gives misleading advice, omits vital information, or fails to fully explain the risks associated with an investment decision. Violations of U.S. laws can also occur when publicly traded...
Small Business Basics
Small Business Basics
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The Pitfalls of Investing on Margin
Buying securities on margin in an investment account enables the account holder to use the securities and cash in their account as collateral to borrow money from the brokerage firm to buy more securities...
