Charles C. Mihalek, PSC
Summary
Main Office
167 W. Main St.,
Ste 510
Lexington,
KY 40507
Practice Areas
Geographies
Office Locations
Main Office
167 W. Main St.,
Ste 510
Lexington, KY 40507
The primary practice area of Charles C. Mihalek, P.S.C. is alternative dispute resolution, with particular emphasis on the arbitration of securities disputes on behalf of investors before the Financial Industry Regulatory Authority (FINRA). We also represent registered representatives in disputes with broker dealers. Charles C. Mihalek, PSC regularly represents individual investors whose claims arise out of broker and brokerage firm misconduct -- claims often based upon misrepresentations and omissions of material facts, negligent retirement advice, unsuitable recommendations, excessive trading, unauthorized transactions, theft or conversion of client funds, and breach of fiduciary duty.
Articles Written
Early Retirement Scams and How to Avoid Them
Created On: 04/18/2011
Losing Everything You've Worked For. After years of work, you’re finally facing retirement. Perhaps, your company is offering you the option to retire early with an enhanced benefits package. As this...
The Pitfalls of Investing on Margin
Created On: 03/24/2011
Buying securities on margin in an investment account enables the account holder to use the securities and cash in their account as collateral to borrow money from the brokerage firm to buy more securities...
Protect Yourself: A Primer on Financial Fraud and Abuse Against Seniors
Created On: 03/16/2011
As we move further into the 21st century, senior and elder financial fraud continues to become one of the most prevalent and lucrative criminal enterprises in the United States. Nearly 40 million people...
Lawyers
